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01603 218000
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Alan Boswell Group offering a personal insurance

File Review Consultant

We are looking for someone who will undertake file reviews of advice provided by Financial Advisers against set criteria to ensure the activity undertaken by the Adviser is compliant and competent.

Posted:

7/07/26

Location:

Norwich

Hours:

Part Time

Flexibility:

Hybrid

Yearly salary:

£25 - £35 per hour

Job type:

File Review Consultant

Responsibilities:

  • Undertake file reviews of advice provided, with higher risk areas to be prioritised and  agreed with the Directors or Technical Compliance Manager.

  • Submit your findings to the Technical Compliance Manager or Directors to discuss with the appropriate Financial Adviser.

Skills required:

  • Diploma qualified, preferably with Pension Transfer qualification.

  • Working technical knowledge of the range of pension, investment and life assurance products as well as FCA regulations.

  • An understanding of compliance and the importance of file reviews in the compliance framework.

  • Previous experience of file reviews is preferred, but not essential.

  • Computer skills – various software and in depth knowledge of back office administration system, although training will be given.

  • Flexibility and ability to work around review demands.

  • Ability to interact with the wider team.

 

Hours of Work/Remuneration:

  • Minimum of 10 hours per month, with the ability to increase the requirement to a maximum of 30 hours per month.

  • Competitive hourly rate c£25 to c£35 per hour.

You will:

  • Undertake file reviews of advice provided by Financial Advisers against set criteria to ensure the activity undertaken by the Adviser is compliant and competent.

  • Have the requisite technical knowledge to undertake a full file review.

  • Ensure sufficient client information has been obtained.

  • Analyse the information gathered to ensure competence and compliance.

  • Ensure suitable recommendations are made.

  • Ensure all supporting documentation is maintained.

  • Have full knowledge and understanding of the Company’s compliance procedures.

  • Ensuring the Consumer Duty is embedded across the Financial Advisers.

  • Ensure compliance at all times with the relevant regulatory requirements of the Financial Conduct Authority (FCA).

Benefits

25 days annual leave + Bank Holidays (option to purchase up to three additional holiday days in April each year)

Discretionary annual Company bonus scheme

Life Insurance (4x annual salary)

Bupa Cashplan

Salary Exchange pension scheme

Supported professional training and development

Discounted financial services and insurance products

Funded professional memberships

Recruitment referral incentive bonus ‘refer a friend’

Client introduction commission incentive etc.

Bike to work scheme

Subsidised restaurant in the Norwich office

Business Travel Insurance with Alan Boswell Group

About us and what we offer:

At Alan Boswell Group we are proud of our people, their successes and value their contributions to our growing business. Whether you are new to insurance or have a number of years’ experience to bring, we encourage employees to develop and grow.

We offer excellent remuneration, benefits package including pension and healthcare scheme, and opportunities for promotion within the company help us hold on to and nurture talent.

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As a leading independent insurance broker and specialist in insurance, risk management, and financial planning products, we are dedicated to finding the right cover to suit your needs.

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